Christopher Cox

Results: 488



#Item
161Business / Finance / Financial services / Government / Brokerage firm / Christopher Cox / U.S. Securities and Exchange Commission

Interstate Group, Division of Morgan Keegan & Company, Inc. on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-25 14:18:21
162Government / Business / Law / U.S. Securities and Exchange Commission / Fair Fund / Christopher Cox / Securities Exchange Act / Sarbanes–Oxley Act / Van der Moolen / Corporate crime / United States Securities and Exchange Commission / United States securities law

Robert J. Peacock VIA US Mail and email March 13, 2007 Chairman Christopher Cox and the Commissioners Campos, Nazareth, Casey and Adkins United States Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2011-04-07 12:14:11
163Economics / Securities / Financial regulation / Corporate crime / U.S. Securities and Exchange Commission / Christopher Cox / Securities fraud / Investor education / Mary Schapiro / United States securities law / Law / Financial system

U.S. SECURITIES AND EXCHANGE COMMISSION SENIORS SUMMIT (Amended[removed] )

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Source URL: www.sec.gov

Language: English - Date: 2006-08-23 17:23:56
164United States Securities and Exchange Commission / Disgorgement / Christopher Cox / Judicial remedies / Corporate crime / Fair Fund

<^~ K<\ $** Robert J. Peacock February 13,2006

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Source URL: www.sec.gov

Language: English - Date: 2011-04-28 11:00:04
165Financial economics / U.S. Securities and Exchange Commission / Christopher Cox / Business / Money / Finance / Investment / Financial adviser

Microsoft Word - lapickard8444

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Source URL: www.sec.gov

Language: English - Date: 2006-09-08 15:28:13
166Democracy / Direct democracy / Elections / Proxy voting / Corporations law / Registered Investment Advisor / Investment Advisers Act / Christopher Cox / Short / Business / Finance / Financial economics

INSTITUTIONAL SHAREHOLDER SERVICES December 5,2005

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Source URL: www.sec.gov

Language: English - Date: 2005-12-07 17:27:20
167Securities and Exchange Commission / Securities regulation in the United States / Government / Financial regulation / United States corporate law / New Deal / Investor Protection and Securities Reform Act / Regulation S-K / Christopher Cox / United States securities law / U.S. Securities and Exchange Commission

Comment Letter on File No. S7-27-07

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Source URL: www.sec.gov

Language: English - Date: 2008-02-06 08:05:21
168Corporate crime / U.S. Securities and Exchange Commission / Christopher Cox / Securities and Exchange Commission / Capital market / Fidelity Investments / Financial system / Securities / Financial economics / Financial markets / Investment

S ~ O ~ O-qL S PICKARD A N D DJINISL L P A T T O R N E Y S A T LAW

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Source URL: www.sec.gov

Language: English - Date: 2006-07-10 16:12:30
169Financial regulation / International Financial Reporting Standards / Financial Accounting Standards Board / Financial statements / Generally Accepted Accounting Principles / Generally Accepted Accounting Practice / Financial markets / Christopher Cox / Mark-to-market accounting / Accountancy / Finance / Business

Deloitte & Touche LLP Ten Westport Road P.O. Box 820 Wilton, CT[removed]USA www.deloitte.com

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Source URL: www.sec.gov

Language: English - Date: 2007-11-14 11:10:05
170Business / Soft dollar / Financial adviser / Investment Advisers Act / Registered Investment Advisor / Securities and Exchange Commission / Christopher Cox / Hedge fund / Safe harbor / Finance / Financial economics / Investment

Alliance in Support of Independent Research on S7-09-05

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Source URL: www.sec.gov

Language: English - Date: 2005-11-25 14:09:53
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